Investors

Corporate Governance

The Board of Directors (the “Board”) of Sera Prognostics, Inc. (the “Company”) expects the highest standards of conduct for its employees, officers and directors. A central aspect of this commitment is sound corporate governance. The Board serves as a prudent fiduciary for shareholders of the Company and oversees its management. In furtherance of these responsibilities and to fulfill its duty, the Board follows, and causes Company management to follow, the policies, procedures and standards set forth in the following documents. These documents are subject to modification at any time as the Board may deem appropriate in the best interests of the Company or as required by applicable laws and regulations.
Corporate Governance DocumentsView
Policy and Procedures on Security Holder
Corporate Code of Conduct and Ethics and Whistleblower Policy
ChartersView
Audit Committee Charter
Compensation Committee Charter
Nominating and Corporate Governance Committee Charter

SEC Filings

Filed/EffectiveFilingsDescriptionLink
30-Nov-20214Statement of changes in beneficial ownership of securities
30-Nov-20213Initial statement of beneficial ownership of securities
30-Nov-20218-KCurrent report
9-Nov-20214Statement of changes in beneficial ownership of securities
9-Nov-202110-QQuarterly report [Sections 13 or 15(d)]
9-Nov-20218-KCurrent report
8-Nov-20213Initial statement of beneficial ownership of securities
8-Nov-20218-kCurrent report
1-Nov-20214Statement of changes in beneficial ownership of securities
1-Nov-20213Initial statement of beneficial ownership of securities
20-Oct-20213Initial statement of beneficial ownership of securities
9-Sep-20214Statement of changes in beneficial ownership of securities
30-Aug-2110-QQuarterly report [Sections 13 or 15(d)]
30-Aug-218-KCurrent report, items 2.02 and 9.01
11-Aug-21S-8Securities to be offered to employees in employee benefit plans
26-Jul-21SC 13DGeneral statement of acquisition of beneficial ownership
23-Jul-21SC 13GStatement of acquisition of beneficial ownership by individuals
21-Jul-214Statement of changes in beneficial ownership of securities
21-Jul-214Statement of changes in beneficial ownership of securities
21-Jul-214Statement of changes in beneficial ownership of securities
21-Jul-214Statement of changes in beneficial ownership of securities
21-Jul-214Statement of changes in beneficial ownership of securities
21-Jul-213Initial statement of beneficial ownership of securities
20-Jul-218-KCurrent report, items 5.03, 8.01, and 9.01
16-Jul-21424B4Prospectus [Rule 424(b)(4)]
14-Jul-21SEC STAFF LETTERSEC Staff Letter: REDACTED EXHIBIT
14-Jul-21EFFECTNotice of Effectiveness
14-Jul-213Initial statement of beneficial ownership of securities
14-Jul-213Initial statement of beneficial ownership of securities
14-Jul-213Initial statement of beneficial ownership of securities
14-Jul-213Initial statement of beneficial ownership of securities
14-Jul-213Initial statement of beneficial ownership of securities
14-Jul-213Initial statement of beneficial ownership of securities
14-Jul-213Initial statement of beneficial ownership of securities
14-Jul-213Initial statement of beneficial ownership of securities
14-Jul-213Initial statement of beneficial ownership of securities
14-Jul-213Initial statement of beneficial ownership of securities
14-Jul-213Initial statement of beneficial ownership of securities
14-Jul-213Initial statement of beneficial ownership of securities
14-Jul-213Initial statement of beneficial ownership of securities
14-Jul-213Initial statement of beneficial ownership of securities
14-Jul-21CERTCertification by an exchange approving securities for listing
14-Jul-218-A12BRegistration of securities [Section 12(b)]
12-Jul-21CORRESP[Cover]Correspondence
12-Jul-21CORRESP[Cover]Correspondence
8-Jul-21S-1/AGeneral form for registration of securities under the Securities Act of 1933 - amendment
11-Jun-21S-1General form for registration of securities under the Securities Act of 1933
27-May-21DRS/ADraft Registration Statement - amendment
11-May-21D/ANotice of Exempt Offering of Securities - amendment
5-May-21DRS/ADraft Registration Statement - amendment
5-Apr-21DNotice of Exempt Offering of Securities
29-Mar-21DRSDraft Registration Statement
27-Feb-20D/ANotice of Exempt Offering of Securities - amendment
7-Aug-19DNotice of Exempt Offering of Securities
8-Mar-19DNotice of Exempt Offering of Securities
6-Dec-18DNotice of Exempt Offering of Securities
23-Jan-17DNotice of Exempt Offering of Securities
18-Nov-14DNotice of Exempt Offering of Securities
10-Jun-14DNotice of Exempt Offering of Securities
13-Mar-14D/ANotice of Exempt Offering of Securities - amendment
2-Oct-13DNotice of Exempt Offering of Securities
20-Nov-12D/ANotice of Exempt Offering of Securities - amendment
21-Nov-11DNotice of Exempt Offering of Securities

Other Materials

DocumentView
Reverse Stock Split Form
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