Investors

Corporate Governance

The Board of Directors (the “Board”) of Sera Prognostics, Inc. (the “Company”) expects the highest standards of conduct for its employees, officers and directors. A central aspect of this commitment is sound corporate governance. The Board serves as a prudent fiduciary for shareholders of the Company and oversees its management. In furtherance of these responsibilities and to fulfill its duty, the Board follows, and causes Company management to follow, the policies, procedures and standards set forth in the following documents. These documents are subject to modification at any time as the Board may deem appropriate in the best interests of the Company or as required by applicable laws and regulations.
Corporate Governance DocumentsView
Policy and Procedures on Security Holder
Corporate Code of Conduct and Ethics and Whistleblower Policy
ChartersView
Audit Committee Charter
Compensation Committee Charter
Nominating and Corporate Governance Committee Charter

SEC Filings

Filing dateForm typeForm descriptionLink
July 8, 2021S-1/AGeneral form for registration of securities under the Securities Act of 1933 - amendment
June 11, 2021S-1General form for registration of securities under the Securities Act of 1933
May 27, 2021DRS/ADraft Registration Statement - amendment
May 11, 2021D/ANotice of Exempt Offering of Securities - amendment
May 5, 2021DRS/ADraft Registration Statement - amendment
April 5, 2021DNotice of Exempt Offering of Securities
March 29, 2021DRSDraft Registration Statement
February 27, 2020D/ANotice of Exempt Offering of Securities - amendment
August 7, 2019DNotice of Exempt Offering of Securities
March 8, 2019DNotice of Exempt Offering of Securities
December 6, 2018DNotice of Exempt Offering of Securities
January 23, 2017DNotice of Exempt Offering of Securities
November 18, 2014DNotice of Exempt Offering of Securities
June 10, 2014DNotice of Exempt Offering of Securities
March 13, 2014D/ANotice of Exempt Offering of Securities - amendment
October 2, 2013DNotice of Exempt Offering of Securities
November 20, 2012D/ANotice of Exempt Offering of Securities - amendment
November 21, 2011DNotice of Exempt Offering of Securities
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